Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yan? Claim Your ProfileYan Xiong is a financial advisor with J.P. Morgan Securities LLC. Yan has been in the industry since 2018 and is licensed to provide investment advice in California and Texas. Yan holds the Series 6, 7TO, 63, and 65 licenses and the SIE. Before joining J.P. Morgan Securities LLC, Yan worked as a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and held a previous role with J.P. Morgan Securities LLC from 2018 to 2020. Yan also owns and operates HACC.AI System Solution LLC, a web development business, which they operate in addition to their advisory role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
11/12/2021 - Present
J.p. Morgan Securities LLC (San Jose CA)
CA
12/03/2020 - 08/26/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
07/17/2018 - 11/18/2020
J.P. MORGAN SECURITIES LLC (CUPERTINO CA)
BC
Issued 07/30/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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