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Yan Luo

KKR Capital Markets LLC

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About Yan Luo

Yan Luo is a financial professional registered with the Securities and Exchange Commission (SEC) as a Series 27 Principal. Yan has been in the industry since July 27, 2020. Yan is currently employed with KKR Capital Markets LLC.

Firm Information

Yan Luo is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yan Luo’s Registration & Firm History

NY

07/27/2020 - Present

KKR Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2020

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yan Luo.
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