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Yamille Chaves

Cetera Investment Services LLC

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About Yamille Chaves

Yamille Chaves is a financial advisor registered with Cetera Investment Services LLC, a firm with an active BrokerCheck scope. Yamille has been in the industry since 2013. She has successfully passed the Series 6 and SIE exams. Yamille is licensed and registered to conduct business in New Jersey.

Firm Information

Yamille Chaves is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yamille Chaves’s Registration & Firm History

NJ

04/15/2019 - Present

Cetera Investment Services LLC (PERTH AMBOY NJ)

NJ

01/01/2014 - 09/15/2017

CETERA INVESTMENT SERVICES LLC (WOODBRIDGE NJ)

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Licenses & Designations

BC

Issued 09/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yamille Chaves.
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