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Yali Zur

Smbc Nikko Securities America, Inc.

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About Yali Zur

Yali Zur is a financial professional registered with Smbc Nikko Securities America, Inc. Yali Zur is licensed to conduct securities business in all 50 states, the District of Columbia, and Puerto Rico. Yali Zur is a Series 7TO and Series 63 licensed professional. Yali Zur's first employment with Smbc Nikko Securities America, Inc. began on August 20, 2024.

Firm Information

Yali Zur is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yali Zur’s Registration & Firm History

NY

08/20/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Yali Zur.
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