Unclaimed
Yali Zur is a financial professional registered with Smbc Nikko Securities America, Inc. Yali Zur is licensed to conduct securities business in all 50 states, the District of Columbia, and Puerto Rico. Yali Zur is a Series 7TO and Series 63 licensed professional. Yali Zur's first employment with Smbc Nikko Securities America, Inc. began on August 20, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 08/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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