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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yali? Claim Your ProfileYali Sheneman is an investment advisor representative with Cetera Investment Advisers LLC. Yali has been in the industry since 2011 and has a Series 6, 7, 63, and 65 license. Yali was previously employed by Cetera Investment Services LLC, LPL Financial LLC, and Key Investment Services LLC. Yali has a total of 2 state exams and 3 product exams on file. Yali has a Branch Manager role at East West Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/01/2022 - Present
Cetera Investment Advisers LLC (BELLEVUE WA)
WA
09/25/2017 - 05/05/2020
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (SEATTLE WA)
WA
04/03/2013 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
10/12/2011 - 03/22/2013
KEY INVESTMENT SERVICES LLC (SEATTLE WA)
IA
Issued 10/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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