Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yahaira? Claim Your ProfileYahaira Leonor Rodriguez is a financial advisor with over 20 years of experience in the industry. She is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey and New York. Yahaira has a strong track record of success in providing financial advice to clients and is committed to helping them achieve their financial goals. She holds a variety of licenses and certifications, including Series 7, 24, 52, 55, 57 and 63. Her previous employers include NYLIFE Securities LLC, Sands Brothers & Co., LTD., Laidlaw & Company (UK) LTD., and Bluestone Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/09/2021 - Present
Pershing LLC (JERSEY CITY NJ)
NY
04/27/2005 - 03/23/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
11/09/2001 - 03/21/2005
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NA
12/10/2004 - 01/28/2005
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
02/02/2000 - 12/05/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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