Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yaakov? Claim Your ProfileYaakov Ari Ringler is a financial advisor with Raymond James & Associates, Inc. Yaakov has over 20 years of experience in the financial services industry. Yaakov has been registered with the firm since 12/2021. Prior to joining Raymond James & Associates, Inc., Yaakov was employed by Morgan Stanley Private Bank, National Association, Citigroup, and Morgan Stanley Smith Barney. Yaakov is also the owner of EdenAdie LLC, a rental real estate business. Yaakov holds Series 7, 79TO, and SIE licenses. Yaakov is registered in 23 states and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/12/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
04/02/2020 - 12/03/2021
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
09/08/2010 - 07/05/2019
MORGAN STANLEY (NEW YORK NY)
NY
08/27/2002 - 09/16/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 12/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Yaakov Ringler is the right advisor for you? Invested Better is here to help.
