Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xuguang? Claim Your ProfileXuguang Chen is a financial professional with Wells Fargo Securities, LLC. Chen is registered in 53 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Chen has been in the industry for 4 years and has a Series 63, Series 79, and Series SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/07/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 11/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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