Unclaimed
Xue Tian is a registered representative with Sanford C. Bernstein & CO., LLC. Xue is licensed in New Jersey and New York. Xue has been in the industry since April 27, 2015 and has a Series 63, SIE, Series 86, Series 87, and Series 7 license. Xue is a registered representative at the firm's office in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
04/28/2015 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
BC
Issued 03/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/20/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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