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Xuan Duc Nguyen

Allstate Financial Services, LLC

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About Xuan Duc Nguyen

Xuan Duc Nguyen is a financial professional with over 28 years of experience in the financial services industry. Xuan is currently registered with Allstate Financial Services, LLC in Houston, TX. Xuan has a Series 6 and Series 63 license. Xuan also holds the Securities Industry Essentials (SIE) exam. Prior to joining Allstate, Xuan was registered with MetLife Securities Inc. and Metropolitan Life Insurance Company.

Firm Information

Xuan Nguyen is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xuan Nguyen’s Registration & Firm History

TX

09/19/2001 - Present

Allstate Financial Services, LLC (Houston TX)

MA

02/24/1994 - 08/29/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/24/1994 - 08/29/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xuan Duc Nguyen.
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