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Xiyin Xu

Transamerica Financial Advisors, Inc.

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About Xiyin Xu

Xiyin Xu is a financial advisor with over 19 years of experience in the industry. Xiyin is currently registered with Transamerica Financial Advisors, Inc. and is licensed to provide financial advice in 24 states. Xiyin has passed the Series 6, 63, 26 and 65 exams as well as the SIE exam. Xiyin has worked for Transamerica Financial Advisors, Inc. since January 2012. Previously, Xiyin was employed by WORLD FINANCIAL GROUP and WORLD GROUP SECURITIES, INC. Xiyin's experience includes providing financial advice to individuals, high-net-worth individuals, corporations, trusts, and pension plans. Xiyin is also the President of Pengbo Group Inc. and is approved to provide non-investment related advice. Xiyin is committed to providing clients with personalized financial advice that meets their individual needs.

Firm Information

Xiyin Xu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Xiyin Xu’s Registration & Firm History

MA

11/07/2016 - Present

Transamerica Financial Advisors, Inc. (BRAINTREE MA)

MA

04/07/2003 - 01/06/2012

WORLD GROUP SECURITIES, INC. (BRAINTREE MA)

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Licenses & Designations

IA

Issued 10/13/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xiyin Xu.
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