Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiuhui? Claim Your ProfileXiuhui Tan is a Financial professional with over 3 years of experience in the industry. Xiuhui is currently registered with Scotia Capital (usa) Inc. as a registered representative. Xiuhui is also a Series 27, Series 99TO and SIE exam holder. Previously, Xiuhui was registered with Cowen and Company and Scotia Capital (usa) Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/28/2022 - 10/20/2022
COWEN AND COMPANY (NEW YORK NY)
NY
08/26/2019 - 02/14/2022
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 08/26/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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