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Xiu Qin Hou

Transamerica Financial Advisors, Inc.

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About Xiu Qin Hou

Xiu Qin Hou is an investment advisor representative with Transamerica Financial Advisors, Inc., registered with the state of California and Ohio. Xiu Qin Hou has been working in the financial services industry since May 2002, providing financial advice and services to individuals and businesses. Xiu Qin Hou has experience working with several firms, including Independent Financial Group, LLC, VOYA Financial Advisors, Inc., and PRINCOR FINANCIAL SERVICES CORPORATION. Xiu Qin Hou specializes in insurance, including medical and health insurance, and is committed to helping clients reach their financial goals.

Firm Information

Xiu Hou is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Xiu Hou’s Registration & Firm History

CA

03/04/2019 - Present

Transamerica Financial Advisors, Inc. (San Jose CA)

CA

12/10/2015 - 12/31/2018

INDEPENDENT FINANCIAL GROUP, LLC (Santa Clara CA)

CA

05/16/2012 - 12/10/2015

VOYA FINANCIAL ADVISORS, INC. (SANTA CLARA CA)

CA

09/06/2002 - 03/16/2012

PRINCOR FINANCIAL SERVICES CORPORATION (SAN JOSE CA)

NJ

01/09/2002 - 09/05/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/19/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xiu Qin Hou.
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