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Xiu feng Lin

Hsbc Securities (usa) Inc.

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About Xiu feng Lin

Xiu feng Lin is a registered representative with HSBC Securities (USA) Inc. Xiu feng Lin has been in the securities industry since 2009. Xiu feng Lin's current registration scope includes Series 6, 7, 63, and SIE licenses. Xiu feng Lin is also registered in Connecticut, New Jersey, and New York. Xiu feng Lin is located at the HSBC Securities (USA) Inc. branch office in Flushing, NY. Xiu feng Lin specializes in portfolio management for businesses, pooled investment vehicles, and the selection of other advisors. Xiu feng Lin's firm, HSBC Securities (USA) Inc., has more than $50 billion in assets under management and focuses on providing investment advisory services to a diverse range of clients, including high-net-worth individuals and pooled investment vehicles.

Firm Information

Xiu feng Lin is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Xiu feng Lin’s Registration & Firm History

NY

05/07/2009 - Present

Hsbc Securities (usa) Inc. (FLUSHING NY)

NY

07/25/2008 - 09/26/2008

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Xiu feng Lin.
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