Unclaimed
Xiu feng Lin is a registered representative with HSBC Securities (USA) Inc. Xiu feng Lin has been in the securities industry since 2009. Xiu feng Lin's current registration scope includes Series 6, 7, 63, and SIE licenses. Xiu feng Lin is also registered in Connecticut, New Jersey, and New York. Xiu feng Lin is located at the HSBC Securities (USA) Inc. branch office in Flushing, NY. Xiu feng Lin specializes in portfolio management for businesses, pooled investment vehicles, and the selection of other advisors. Xiu feng Lin's firm, HSBC Securities (USA) Inc., has more than $50 billion in assets under management and focuses on providing investment advisory services to a diverse range of clients, including high-net-worth individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/07/2009 - Present
Hsbc Securities (usa) Inc. (FLUSHING NY)
NY
07/25/2008 - 09/26/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 09/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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