Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiru? Claim Your ProfileXiru Chen is a financial advisor with Fidelity Brokerage Services LLC. Xiru Chen has over 5 years of experience in the financial services industry. Xiru Chen holds Series 7, 63, 66, and 24 licenses, and is registered to provide investment advice in all 50 states and the District of Columbia. Xiru Chen's previous employers include SAXONY SECURITIES, INC., PURSHE KAPLAN STERLING INVESTMENTS, and REGAL SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
10/19/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
12/13/2021 - 10/10/2022
SAXONY SECURITIES, INC. (Newport Beach CA)
CA
08/06/2021 - 11/17/2021
PURSHE KAPLAN STERLING INVESTMENTS (Los Angeles CA)
WI
08/04/2017 - 10/02/2020
REGAL SECURITIES, INC. (MILWAUKEE WI)
BC
Issued 11/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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