Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiongjie? Claim Your ProfileXiongjie Yu is a financial professional with Tower Principal Markets LLC. Xiongjie is registered in 1 state and has 2 product exams including the Securities Trader Exam and the Securities Industry Essentials Examination. Xiongjie began working in the financial industry on July 29, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/30/2024 - Present
Tower Principal Markets LLC (Chicago IL)
BC
Issued 07/29/2024
Series 57TO - Securities Trader Exam
BC
Issued 07/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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