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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xinyi? Claim Your ProfileXinyi Yu is an investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Xinyi Yu has been in the industry since September 1, 2022. Xinyi Yu is registered with the state of New York. Xinyi Yu is also a registered investment advisor in New York. Xinyi Yu has passed the Series 66, Series 7TO and SIE exams. Xinyi Yu has a Masters in Business Administration from New York University. Xinyi Yu has experience working for JP Morgan & Chase, Guggenheim Partners, LLC, Merit Co Company and MIO Partners / McKinsey. Xinyi Yu specializes in portfolio management for businesses and individuals. Xinyi Yu also provides financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 10/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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