Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xinyao? Claim Your ProfileXinyao Shen is a registered representative with Smbc Nikko Securities America, Inc. Xinyao has passed the Series 7TO, Series 63, and SIE exams. Xinyao is licensed to sell securities in all 50 states. Xinyao has been active in the financial industry since July 3, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/04/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 11/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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