Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xin yu? Claim Your ProfileXin yu Shi is a registered representative with UBS Securities LLC. Xin yu previously worked at Credit Suisse Securities (USA) LLC. Xin yu has passed the Series 79TO and SIE exams. Xin yu is currently located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
10/21/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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