Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xin? Claim Your ProfileXin Ni is a registered representative with Morgan Stanley. Xin has been in the securities industry for over three years. Xin is licensed in New York and has passed the Series 63, 66, and 7TO exams. Xin is also a licensed notary public and co-owns a rental property. Xin has experience working with individuals, high-net-worth individuals, institutions, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/09/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
07/15/2019 - 02/04/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 03/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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