Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xin? Claim Your ProfileXin Su Wang is a financial advisor at Northwestern Mutual Investment Services, LLC. Xin Su Wang is registered with FINRA and has been in the industry since 2014. Xin Su Wang has passed the Series 66, Series 7, and SIE exams. Prior to joining Northwestern Mutual Investment Services, LLC, Xin Su Wang was employed by AXA ADVISORS, LLC in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/07/2016 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
CA
05/15/2012 - 11/26/2013
AXA ADVISORS, LLC (IRVINE CA)
BOTH
Issued 06/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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