Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xin? Claim Your ProfileXin Ma is a financial professional who has been active in the industry since January 17, 2022. Xin Ma is currently registered with TD Securities (usa) LLC and holds Series 63, SIE, Series 86 and Series 87 licenses. Xin Ma is registered in New York. Xin Ma's previous experience includes roles at Cowen and Company and TD Securities (usa) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/12/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/07/2024 - 04/11/2024
TD SECURITIES (USA) LLC (New York NY)
NY
01/18/2022 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 03/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/03/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
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FINRA
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