Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xin cheng? Claim Your ProfileXin cheng Mai is a financial advisor with over 20 years of experience in the industry. Xin cheng is currently registered with Citigroup Global Markets Inc. and has previously worked with TD Ameritrade, Inc., E*TRADE SECURITIES LLC and SCOTTRADE, INC. Xin cheng is registered as a broker in 50 states and as an investment advisor in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/17/2021 - Present
Citigroup Global Markets Inc. (Chino Hills CA)
NY
07/06/2009 - 01/05/2018
SCOTTRADE, INC. (NEW YORK NY)
NJ
09/21/2006 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
03/29/2001 - 07/05/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BOTH
Issued 07/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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