Unclaimed
Ximena Pacheco is a registered representative with Scotia Capital (usa) Inc. in New York. Ximena is licensed in all 50 states, the District of Columbia, and Puerto Rico. Ximena has passed the Series 7TO, Series 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/29/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 04/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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