Invested Better
Unclaimed

Unclaimed

Unclaimed

Ximena Milagros Diaz marques

SG Americas Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ximena? Claim Your Profile

About Ximena Milagros Diaz marques

Ximena Milagros Diaz marques is a financial professional with SG Americas Securities, LLC. Ximena is registered with the Financial Industry Regulatory Authority (FINRA) and has been working in the financial industry since September 20, 2023. Ximena has passed the Series 63, Series 79TO and SIE exams. Ximena is licensed in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Ximena Diaz marques is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ximena Diaz marques’s Registration & Firm History

NY

09/21/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

Not sure if Ximena Milagros Diaz marques is right for you?

Licenses & Designations

BC

Issued 08/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ximena Milagros Diaz marques.
Not sure if Ximena Milagros Diaz marques is right for you?