Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ximena? Claim Your ProfileXimena Holguin is a financial advisor with over 13 years of experience in the industry. She currently holds a registration as a registered representative with Raymond James & Associates, Inc. in Coral Gables, FL. Her previous roles include positions at CITI PRIVATE ALTERNATIVES, LLC, CITIGROUP GLOBAL MARKETS INC., GOLDMAN SACHS & CO. LLC, and J.P. MORGAN SECURITIES LLC. Ximena Holguin is a highly qualified financial advisor with a strong track record of success. She has a broad range of experience in providing investment advice to a diverse clientele, including individuals, corporations, and institutions. Her expertise includes portfolio management, financial planning, and investment advisory services. She is also well-versed in various financial products and services, such as stocks, bonds, mutual funds, and exchange-traded funds. Ximena Holguin is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/06/2024 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
10/20/2017 - 04/19/2024
CITI PRIVATE ALTERNATIVES, LLC (Miami FL)
FL
05/24/2017 - 04/19/2024
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NY
03/28/2014 - 05/25/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
FL
12/13/2010 - 03/19/2014
J.P. MORGAN SECURITIES LLC (MIAMI FL)
IA
Issued 10/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ximena Holguin is the right advisor for you? Invested Better is here to help.
