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Ximena Gonzalez

J.p. Morgan Institutional Investments Inc.

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About Ximena Gonzalez

Ximena Gonzalez is a financial professional with over 3 years of experience in the industry. Ximena is currently registered with J.p. Morgan Institutional Investments Inc., where Ximena focuses on providing investment advice to clients. Prior to joining J.p. Morgan Institutional Investments Inc., Ximena worked for J.P. MORGAN SECURITIES LLC. Ximena holds the Series 3, Series 7TO, and Series 63 licenses. Ximena is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states.

Firm Information

Ximena Gonzalez is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ximena Gonzalez’s Registration & Firm History

NY

03/25/2021 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

09/30/2019 - 03/26/2021

J.P. MORGAN SECURITIES LLC (New York NY)

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Licenses & Designations

BC

Issued 10/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2023

Series 3 - National Commodity Futures Examination

BC

Issued 09/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ximena Gonzalez.
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