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Xiaoyang Xi

Mizuho Securities USA LLC

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About Xiaoyang Xi

Xiaoyang Xi is a financial professional registered with Mizuho Securities USA LLC. Xiaoyang Xi has passed the Series 63, Series 7TO, and SIE exams. Xiaoyang Xi holds active registrations in 52 states and the District of Columbia. Xiaoyang Xi is a registered representative and holds a current employment with Mizuho Securities USA LLC since 10/14/2023.

Firm Information

Xiaoyang Xi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xiaoyang Xi’s Registration & Firm History

NY

10/14/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Xiaoyang Xi.
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