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Xiaoqing Zhang

Nylife Securities LLC

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About Xiaoqing Zhang

Xiaoqing Zhang is a Registered Representative with Nylife Securities LLC, a firm with its main office in Latham, New York. Xiaoqing is a licensed securities professional with over two decades of experience in the financial services industry. Xiaoqing has a proven track record of success in providing clients with personalized financial advice and investment solutions. Xiaoqing is committed to helping her clients achieve their financial goals through a collaborative approach that focuses on understanding each client's unique needs and aspirations. Xiaoqing's professional credentials include passing the Series 6 and Series 63 examinations, demonstrating expertise in various financial products and investment strategies. She also passed the Securities Industry Essentials Examination (SIE).

Firm Information

Xiaoqing Zhang is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xiaoqing Zhang’s Registration & Firm History

NY

02/14/2017 - Present

Nylife Securities LLC (LATHAM NY)

NY

06/30/1995 - 12/20/2016

SIGNATOR INVESTORS, INC. (ALBANY NY)

MA

06/30/1995 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NJ

12/02/1994 - 07/13/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xiaoqing Zhang.
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