Unclaimed
Xiaoqi Zhu is a financial advisor with Cetera Advisor Networks LLC. Xiaoqi has been in the industry since August 2019. They are registered in California. Xiaoqi is Series 63, Series 79TO and SIE licensed. Their previous employment was with Houlihan Lokey Capital, Inc. in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/29/2022 - Present
Cetera Advisor Networks LLC (EL SEGUNDO CA)
CA
08/12/2019 - 11/17/2022
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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