Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaomin? Claim Your ProfileXiaomin Deroo is a financial advisor with J.P. Morgan Securities LLC. Xiaomin is licensed in Michigan and Texas, and has been in the industry since 2006. Previously, Xiaomin worked at Chase Investment Services Corp., UVEST Financial Services Group, Inc., IFMG Securities, Inc., and TCF Investments, Inc. Xiaomin has a wide range of experience in the financial services industry, and is committed to providing her clients with personalized financial advice. Xiaomin is also a registered Investment Advisor Representative and holds a Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
03/07/2022 - Present
J.p. Morgan Securities LLC (ANN ARBOR MI)
MI
10/10/2013 - 12/31/2013
J.P. MORGAN SECURITIES LLC (ANN ARBOR MI)
MI
12/23/2009 - 02/10/2012
CHASE INVESTMENT SERVICES CORP. (ANN ARBOR MI)
MI
01/23/2008 - 11/06/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CANTON MI)
MI
01/08/2007 - 02/05/2008
IFMG SECURITIES, INC. (CANTON MI)
MI
10/11/2006 - 12/31/2006
TCF INVESTMENTS, INC. (BELLEVILLE MI)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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