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Xiaomao Wang

Nylife Securities LLC

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About Xiaomao Wang

Xiaomao Wang is a registered representative with Nylife Securities LLC. Xiaomao has been in the securities industry since 2007 and has experience with both MetLife Securities Inc. and Metropolitan Life Insurance Company. Xiaomao's registrations are currently active in both New York and California. Xiaomao holds a Series 7, Series 63 and SIE license.

Firm Information

Xiaomao Wang is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xiaomao Wang’s Registration & Firm History

NY

08/11/2010 - Present

Nylife Securities LLC (NEW YORK NY)

NY

06/17/2010 - 07/21/2010

METLIFE SECURITIES INC. (FLUSHING NY)

NY

02/29/2008 - 07/01/2010

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

05/04/2007 - 02/11/2008

METLIFE SECURITIES INC. (BROOKLYN NY)

NY

05/04/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (BROOKLYN NY)

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Licenses & Designations

BC

Issued 05/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xiaomao Wang.
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