Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaoju? Claim Your ProfileXiaoju Zhang is a financial professional with over 2 years of experience in the industry. Xiaoju holds Series 7, Series 63, Series 65, and SIE licenses. Xiaoju is currently registered with Vanguard Marketing Corp. Previously, Xiaoju was registered with WELLS FARGO CLEARING SERVICES, LLC and NYLIFE SECURITIES LLC. Xiaoju is currently registered in 53 states and is active in both Broker-Dealer and Investment Advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/05/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
08/25/2022 - 10/25/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
05/19/2022 - 06/30/2022
NYLIFE SECURITIES LLC (CHARLOTTE NC)
IA
Issued 09/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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