Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaojie? Claim Your ProfileXiaojie Chen is a financial advisor with Citigroup Global Markets Inc. in San Francisco, CA. Xiaojie has been in the industry since 2016 and is registered in California and Nevada as a broker and an investment advisor. Xiaojie holds the Series 7, Series 63, and Series 65 licenses. Xiaojie offers a wide range of financial services to both individuals and businesses, including investment management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/23/2022 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
01/10/2020 - 02/04/2022
CHARLES SCHWAB & CO., INC. (Berkeley CA)
CA
03/28/2019 - 01/21/2020
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
10/11/2018 - 03/27/2019
LPL FINANCIAL LLC (SAN FRANCISCO CA)
BC
Issued 10/25/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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