Unclaimed
Xiaohuang Wu is a financial advisor with Globalink Securities, Inc., in Monrovia, California. Xiaohuang has been in the financial services industry since September 2017. Xiaohuang Wu is licensed to conduct business in California and Illinois. Xiaohuang holds the following licenses: Series 7, Series 63, Series 7TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/15/2023 - Present
Globalink Securities, Inc. (Monrovia CA)
WI
12/23/2021 - 02/16/2023
TRANSAMERICA FINANCIAL ADVISORS, INC (BROOKFIELD WI)
IL
04/13/2015 - 08/27/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (AURORA IL)
BC
Issued 12/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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