Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaohan? Claim Your ProfileXiaohan Jia is a financial professional with over 15 years of experience in the securities industry. Xiaohan has a Series 7, Series 63, Series 79TO and SIE licenses. Xiaohan is currently registered with Kroll Securities LLC, a firm that is not in scope with the Investment Advisor's Act, and is registered in 11 states, including Texas, California, Arizona and Illinois. Previously Xiaohan was registered with GCP Securities, LLC. Xiaohan has experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2011 - Present
Kroll Securities LLC (HOUSTON TX)
TX
06/06/2012 - 12/10/2013
GCP SECURITIES, LLC (HOUSTON TX)
TX
02/21/2008 - 06/06/2012
GCP SECURITIES, INC. (HOUSTON TX)
BC
Issued 09/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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