Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaochen? Claim Your ProfileXiaochen Wu is a financial professional with experience in the industry. Xiaochen is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Xiaochen holds the Series 63, Series 24, Series 7TO, Series 6TO, and SIE licenses. Xiaochen has been registered with the state of Texas since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/12/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
01/08/2019 - 08/27/2022
J.P. MORGAN SECURITIES LLC (Plano TX)
BC
Issued 12/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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