Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiaobo? Claim Your ProfileXiaobo He is a financial advisor currently registered with Smbc Nikko Securities America, Inc. Xiaobo has been in the securities industry for over four years. Previously, Xiaobo worked at Goldman Sachs & Co. LLC. Xiaobo holds the Series 7TO, Series 63, and SIE licenses. Xiaobo is registered to offer securities in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/24/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/15/2019 - 05/04/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 05/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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