Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiao? Claim Your ProfileXiao Yang is a financial professional with experience in the securities industry. Xiao has been registered with the Financial Industry Regulatory Authority (FINRA) since 2019. Xiao is currently registered with TP Icap Global Markets Americas LLC, and has previously been registered with Tullett Prebon Financial Services LLC. Xiao has passed the Series 3, Series 7TO, Series 63, and SIE exams. Xiao is registered to conduct business in Connecticut, Florida, Illinois, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/21/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 10/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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