Unclaimed
Xiao Qin Komischke is a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC. She has been in the financial services industry since 2007. Xiao Qin has experience working with a variety of clients, including individuals, businesses, and institutions. She holds both Series 7 and Series 66 securities licenses. She has also passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/18/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
04/30/2018 - 08/07/2018
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC (New York NY)
NY
10/20/2011 - 05/01/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
04/30/2010 - 10/03/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/01/2010 - 04/29/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/16/2009 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
04/09/2007 - 04/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
03/09/2006 - 06/07/2006
AXA ADVISORS, LLC (WOODBRIDGE NJ)
BOTH
Issued 3/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/7/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/8/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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