Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiao? Claim Your ProfileXiao Ling Zhou is a financial advisor with Wells Fargo Clearing Services, LLC. Xiao Ling Zhou has been in the industry since 2005 and has been registered with Wells Fargo Clearing Services, LLC since 2011. Xiao Ling Zhou has a Series 66 license, as well as the SIE and Series 7 exams. Xiao Ling Zhou has experience with a range of client types, including high-net-worth individuals, corporations, and charitable organizations. Xiao Ling Zhou previously worked for Wells Fargo Investments, LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
10/29/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HAYWARD CA)
CA
04/23/2010 - 11/02/2010
WELLS FARGO ADVISORS, LLC (HAYWARD CA)
CA
08/03/2005 - 04/26/2010
WELLS FARGO INVESTMENTS, LLC (HAYWARD CA)
BOTH
Issued 01/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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