Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xiao feng? Claim Your ProfileXiao feng Wu is a financial professional with over 5 years of experience in the financial services industry. Currently, Xiao feng Wu is registered with U.S. Bancorp Investments, Inc. in California and previously worked with Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Xiao feng Wu holds FINRA Series 63, 66, and 7 licenses and specializes in providing investment advice to individuals, corporations, and pension and profit-sharing plans. Xiao feng Wu is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
05/03/2024 - Present
U.s. Bancorp Investments, Inc. (Chino CA)
CA
01/04/2024 - 04/25/2024
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
12/13/2022 - 12/05/2023
J.P. MORGAN SECURITIES LLC (Irvine CA)
CA
06/18/2021 - 11/29/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIRA LOMA CA)
CA
07/03/2019 - 06/02/2021
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
BOTH
Issued 08/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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