Unclaimed
Xiao fei Yu is a financial professional with over 3 years of experience in the industry. Xiao fei Yu holds the Series 57TO and SIE licenses. Xiao fei Yu is currently registered with IMC Financial Markets and is located in the Chicago, IL branch office. Prior to joining IMC Financial Markets, Xiao fei Yu was employed at BLUEFIN CAPITAL MANAGEMENT, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/19/2023 - Present
IMC Financial Markets (CHICAGO IL)
NY
09/04/2019 - 05/03/2023
BLUEFIN CAPITAL MANAGEMENT, LLC (NEW YORK NY)
BC
Issued 09/04/2019
Series 57TO - Securities Trader Exam
BC
Issued 06/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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