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Xiangwei Liu

BNP Paribas Securities Corp.

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About Xiangwei Liu

Xiangwei Liu is a registered representative with BNP Paribas Securities Corp. Xiangwei has over 10 years of experience in the financial services industry. Xiangwei holds Series 7, Series 55, and Series 63 licenses. Xiangwei has been registered with the firm since October 2017. Before joining BNP Paribas Securities Corp., Xiangwei was employed by Deutsche Bank Securities Inc.

Firm Information

Xiangwei Liu is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xiangwei Liu’s Registration & Firm History

NY

10/24/2017 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

05/28/2010 - 04/22/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/02/2004 - 01/06/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2017

Series 7 - General Securities Representative Examination

BC

Issued 07/28/2010

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Xiangwei Liu.
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