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Xiang Hou

Haitong International Securities (usa) Inc.

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About Xiang Hou

Xiang Hou is a financial professional with over 13 years of experience in the industry. Xiang is currently registered with Haitong International Securities (usa) Inc. and has been with the firm since February 2017. Xiang has also held previous positions with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Standard Chartered Securities (North America) Inc., and Samsung Securities (America), Inc. Xiang is licensed to conduct business in 11 states, including California, Colorado, Connecticut, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Washington, and Wisconsin. Xiang's areas of expertise include securities and investment advisory services.

Firm Information

Xiang Hou is currently registered with Haitong International Securities (usa) Inc.. Haitong International Securities (usa) Inc. is a corporation formed in 2004. It is registered in 25 states and is also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xiang Hou’s Registration & Firm History

NY

02/13/2017 - Present

Haitong International Securities (usa) Inc. (NEW YORK NY)

NY

06/04/2018 - 12/20/2022

HAITONG SECURITIES USA LLC (New York NY)

NY

09/10/2015 - 10/19/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/23/2012 - 02/18/2015

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NY

06/08/2011 - 05/09/2012

SAMSUNG SECURITIES (AMERICA), INC. (NEW YORK NY)

NY

07/02/2008 - 04/14/2011

MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)

NY

09/26/2007 - 03/19/2008

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xiang Hou.
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