Unclaimed
Xia Wang is a financial professional with over 20 years of experience in the industry. Xia is currently registered with Pruco Securities, LLC and has a Series 6, Series 63 and SIE license. Xia is also a Chartered Financial Consultant. Xia has been registered in California since 2001. Xia is also registered as an Investment Advisor Representative in California. Xia's prior experience includes employment with Prudential Insurance Company of America. Xia is committed to helping clients meet their financial goals and provides financial planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
12/13/2016 - Present
Pruco Securities, LLC (SAN JOSE CA)
BC
Issued 08/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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