Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xavier? Claim Your ProfileXavier Ross is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Ponte Vedra Beach, FL. Xavier has been in the financial services industry since 2004. Prior to joining Merrill Lynch, Xavier worked at RBC Capital Markets, LLC, Deutsche Bank Securities Inc., ICAP Corporates LLC, and HSBC Securities (USA) Inc. Xavier is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, 63, and 66 licenses. Xavier is also registered with the state of Texas. Xavier specializes in providing financial advice to individuals, businesses, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PONTE VEDRA BEACH FL)
NY
08/27/2018 - 03/23/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
FL
09/02/2010 - 03/02/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
08/19/2009 - 07/06/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
11/26/2004 - 07/20/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BOTH
Issued 05/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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