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Xavier Peoples

Neuberger Berman BD LLC

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About Xavier Peoples

Xavier Peoples is a registered representative with Neuberger Berman BD LLC in Atlanta, GA. Xavier Peoples is also registered as an investment advisor representative in Georgia and New York. Xavier Peoples has been in the securities industry since August 17, 2017. Xavier Peoples has been associated with Neuberger Berman since February 2022. Xavier Peoples has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wachovia Securities, LLC. Xavier Peoples has passed the following exams: Series 6, Series 7, Series 63, Series 66, and the Securities Industry Essentials Examination (SIE). Xavier Peoples has a specialization in Portfolio Management for Individuals and Selection of Other Advisors.

Firm Information

Xavier Peoples is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Xavier Peoples’s Registration & Firm History

GA

06/20/2022 - Present

Neuberger Berman BD LLC (ATLANTA GA)

GA

01/01/2017 - 05/29/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

09/20/2006 - 12/12/2006

WACHOVIA SECURITIES, LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 07/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/08/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2016

Series 7 - General Securities Representative Examination

BC

Issued 09/19/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Xavier Peoples.
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