Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xavier? Claim Your ProfileXavier Oliver Steiner is a financial professional with over 20 years of experience in the industry. Xavier is currently registered with City National Securities, Inc. in Los Angeles, CA. Xavier has held previous positions at Further Lane Securities, L.P., Financial West Group, Gunnallen Financial, Inc, and Peraza Capital and Investment, LLC. Xavier holds the following licenses: Series 7, Series 24, Series 52TO, Series 53, and Series 63. Xavier specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
12/04/2013 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
08/26/2011 - 11/29/2013
FURTHER LANE SECURITIES, L.P. (SAN FRANCISCO CA)
CA
06/03/2010 - 07/13/2011
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
FL
03/05/2003 - 03/29/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
08/28/2002 - 06/12/2003
PERAZA CAPITAL AND INVESTMENT, LLC (TAMPA FL)
BC
Issued 10/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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