Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xavier? Claim Your ProfileXavier Auge is a financial professional with over a decade of experience in the securities industry. Currently, Xavier is registered with Mizuho Securities USA LLC. Xavier has held previous positions at BNP Paribas Securities Corp. Xavier is a licensed securities professional and has passed the Series 63, Series 79, and SIE exams. Xavier is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/01/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/27/2011 - 07/17/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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